1.&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; How to establish general policies and procedures for AML &amp; CTF legislations and regulators&rsquo; guidelines
2.&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Customer due diligence
3.&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Risk-based approach 
4.&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Introduction to &ldquo;Politically Exposed Persons&rdquo; 
5.&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Risk assessment and periodic re-assessment 
6.&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Record-keeping
7.&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Suspicious Transaction Reporting (STR) procedure
8.&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Staff training requirement under IA&rsquo;s Guideline (GL3)
3 IA CPD Hours (Ethics or Regulations) and 3 MPFA CPD non-core Credits

Bachelor Degree in Law, London University

Insurance and Financial Regulatory Compliance - Anti-Money Laundering and Counter-Terrorist Financing

保險及金融法規遵守 - 打擊洗錢及恐怖分子資金籌集

<ol>
<li>Interesting Cases Sharing</li>
<li>Kinds of Medical Mal-practice Risks and Professional Indemnity Risks will be faced</li>
<li>Medical Mal-practice &amp; Professional Indemnity Insurance Coverage and Main Exclusions</li>
<li>Liability Underwriting Factors and Claims Reporting Procedure </li>
<li>How to assist the clients&rsquo; to choose the suitable coverage and insurers</li>
</ol>
3 IA CPD Hours and 3 MPFA CPD non-core Credits

Chartered Insurer, ACII, BA(Hons), DLS

Education

CPD Course

5

Dec

Medical Beauty Industry – Medical Mal-practice & Professional Indemnity Insurance

5

Dec

Insurance and Financial Regulatory Compliance - Anti-Money Laundering and Counter-Terrorist Financing

About PIBA

News & Updates

Membership

Events & Activities

Education

CPD Course

5

Dec

Medical Beauty Industry – Medical Mal-practice & Professional Indemnity Insurance

5

Dec

Insurance and Financial Regulatory Compliance - Anti-Money Laundering and Counter-Terrorist Financing

Nov – Dec 2025

About PIBA

News & Updates

Membership

Events & Activities