1.&nbsp; &nbsp; &nbsp;Money Laundering Risk Level for financial and insurance Industry
2.&nbsp; &nbsp;&nbsp;What are the Different Types of insurance products inherent risk level
3.&nbsp; &nbsp;&nbsp;Distribution channel of banks, agencies and brokers in HK
4.&nbsp; &nbsp;&nbsp;Ordinances and different kinds of risks
5.&nbsp; &nbsp;&nbsp;Framework of customers due diligence (CDD)
6.&nbsp; &nbsp;KYC for PEP, overseas customers and MCV
7.&nbsp; &nbsp;Risks Base approach and Institutional Risk Assessment (IRA) and different risk factors
8.&nbsp; &nbsp;Policy and Procedures- Do and Don&rsquo;t
9.&nbsp; &nbsp;Insurance Fraud cases
<span lang="EN-US" style="font-size: 12.0pt; font-family: 'Arial',sans-serif; mso-fareast-font-family: 新細明體; mso-font-kerning: 1.0pt; mso-ansi-language: EN-US; mso-fareast-language: ZH-TW; mso-bidi-language: AR-SA;">3 IA CPD Hours (Ethics or Regulations) and 3 MPFA CPD non-core Credits

Vice Chairman &amp; Education Sub-Committee Chairman, PIBA

Hong Kong’s Money Laundering and Terrorist Financing Risk Assessment for Insurance Industry

1.&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Highlight of key provisions of Insurance Ordinance relating to Insurance Intermediaries
2.&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Extract of Insurance Authority&rsquo;s Codes and Guidelines
3.&nbsp; &nbsp; Personal Data (Privacy) Ordinance and Relevant Guidelines
3 IA CPD Hours (Ethics or Regulations) and 3 MPFA CPD non-core Credits

Bachelor Degree in Law, London University

Insurance and Financial Regulatory Compliance – Highlight of the Latest Regulatory Requirements for Insurance Intermediaries

保險及金融法規遵守 – 保險中介人最新監管要求摘要

Regulatory compliance and operational management of Responsible Officers of Licensed Insurance Brokers Companies
Language: Part I - English; Part II - Chinese
Credits: 3 IA CPD hours (simultaneously fulfilling the RO-CPD requirement and the 3-hour CPD requirement on &ldquo;Ethics or Regulations&rdquo;)

Mr. Peter Gregoire<span lang="EN-US" style="font-size: 12.0pt; line-height: 95%; font-family: 'Arial',sans-serif; mso-fareast-font-family: 新細明體; mso-ansi-language: EN-US; mso-fareast-language: ZH-TW; mso-bidi-language: AR-SA;">&nbsp;-&nbsp;Consultant, Conduct Supervision &amp; Legal, Insurance Authority
<span lang="EN-US" style="font-size: 12.0pt; line-height: 95%; font-family: 'Arial',sans-serif; mso-fareast-font-family: 新細明體; mso-ansi-language: EN-US; mso-fareast-language: ZH-TW; mso-bidi-language: AR-SA;">Mr. Simon Kwan - Compliance &amp; Regulation Sub-Committee Chairman

Compulsory RO-CPD Training for Assessment Period 2025/2026

1.&nbsp; &nbsp; &nbsp;&nbsp;Interesting Cases Sharing for Educational Institution Service
2.&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Public and Professional Liability Insurance Principles
3.&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Educational Institution Service Public and Professional Liability Policy Coverage and Extensions
4.&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Public and Professional Liability Insurance Underwriting Factors
5.&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Claims Reporting Procedure
6.&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; How to assist the clients<span lang="EN-US" style="font-family: '新細明體',serif; mso-ascii-font-family: Arial; mso-hansi-font-family: Arial; mso-bidi-font-family: Arial; color: black; mso-font-kerning: 0pt; mso-fareast-language: EN-US;">&rsquo; to choose the suitable coverage and insurers
3 IA CPD Hours and 3 MPFA CPD non-core Credits

Chartered Insurer, ACII, BA(Hons), DLS

Education

CPD Course

25

Mar

Hong Kong’s Money Laundering and Terrorist Financing Risk Assessment for Insurance Industry

31

Mar

Educational Institution Service: Public Liability and Professional Liability Underwriting and Claims Handling with Interesting Cases Sharing

2

Apr

Compulsory RO-CPD Training for Assessment Period 2025/2026

10

Apr

Insurance and Financial Regulatory Compliance – Highlight of the Latest Regulatory Requirements for Insurance Intermediaries

About PIBA

News & Updates

Membership

Events & Activities

Education

CPD Course

25

Mar

Hong Kong’s Money Laundering and Terrorist Financing Risk Assessment for Insurance Industry

31

Mar

Educational Institution Service: Public Liability and Professional Liability Underwriting and Claims Handling with Interesting Cases Sharing

2

Apr

Compulsory RO-CPD Training for Assessment Period 2025/2026

10

Apr

Insurance and Financial Regulatory Compliance – Highlight of the Latest Regulatory Requirements for Insurance Intermediaries

Mar – Apr 2026

About PIBA

News & Updates

Membership

Events & Activities