1.&nbsp; &nbsp; &nbsp;Money Laundering Risk Level for financial and insurance Industry
2.&nbsp; &nbsp;&nbsp;What are the Different Types of insurance products inherent risk level
3.&nbsp; &nbsp;&nbsp;Distribution channel of banks, agencies and brokers in HK
4.&nbsp; &nbsp;&nbsp;Ordinances and different kinds of risks
5.&nbsp; &nbsp;&nbsp;Framework of customers due diligence (CDD)
6.&nbsp; &nbsp;KYC for PEP, overseas customers and MCV
7.&nbsp; &nbsp;Risks Base approach and Institutional Risk Assessment (IRA) and different risk factors
8.&nbsp; &nbsp;Policy and Procedures- Do and Don&rsquo;t
9.&nbsp; &nbsp;Insurance Fraud cases
<span lang="EN-US" style="font-size: 12.0pt; font-family: 'Arial',sans-serif; mso-fareast-font-family: 新細明體; mso-font-kerning: 1.0pt; mso-ansi-language: EN-US; mso-fareast-language: ZH-TW; mso-bidi-language: AR-SA;">3 IA CPD Hours (Ethics or Regulations) and 3 MPFA CPD non-core Credits

Vice Chairman &amp; Education Sub-Committee Chairman, PIBA

Hong Kong’s Money Laundering and Terrorist Financing Risk Assessment for Insurance Industry

1.&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; How to establish general policies and procedures for AML &amp; CTF legislations and regulators&rsquo; guidelines
2.&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Customer due diligence
3.&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Risk-based approach 
4.&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Introduction to &ldquo;Politically Exposed Persons&rdquo; 
5.&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Risk assessment and periodic re-assessment 
6.&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Record-keeping
7.&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Suspicious Transaction Reporting (STR) procedure
8.&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Staff training requirement under IA&rsquo;s Guideline (GL3)
3 IA CPD Hours (Ethics or Regulations) and 3 MPFA CPD non-core Credits

Bachelor Degree in Law, London University

Insurance and Financial Regulatory Compliance - Anti-Money Laundering and Counter-Terrorist Financing

保險及金融法規遵守 - 打擊洗錢及恐怖分子資金籌集

1.&nbsp; &nbsp; &nbsp;Interesting Cases Sharing for CAR and related Professional Liability Insurances
2.&nbsp;&nbsp;&nbsp; CAR and related Professional Liability Insurance Principles
3.&nbsp;&nbsp;&nbsp; Professional Liability Insurance and Common Exclusions and Extensions
4.&nbsp;&nbsp;&nbsp; Relevant Underwriting Principles &amp; Claims Handling
5.&nbsp;&nbsp;&nbsp; How to assist clients to choose the suitable coverage and insurers
3 IA CPD Hours and 3 MPFA CPD non-core Credits

Chartered Insurer, ACII, BA(Hons), DLS

Construction All Risks (CAR) Professional Indemnity/Liability Insurances Underwriting and Claims Handling with Interesting Cases Sharing

工程專業責任保險 : 保單範圍、索償程序及個案分享

Regulatory compliance and operational management of Responsible Officers of Licensed Insurance Brokers Companies
Language: Part I - English; Part II - Chinese
Credits: 3 IA CPD hours (simultaneously fulfilling the RO-CPD requirement and the 3-hour CPD requirement on &ldquo;Ethics or Regulations&rdquo;)

Mr. Peter Gregoire<span lang="EN-US" style="font-size: 12.0pt; line-height: 95%; font-family: 'Arial',sans-serif; mso-fareast-font-family: 新細明體; mso-ansi-language: EN-US; mso-fareast-language: ZH-TW; mso-bidi-language: AR-SA;">&nbsp;-&nbsp;Consultant, Conduct Supervision &amp; Legal, Insurance Authority
<span lang="EN-US" style="font-size: 12.0pt; line-height: 95%; font-family: 'Arial',sans-serif; mso-fareast-font-family: 新細明體; mso-ansi-language: EN-US; mso-fareast-language: ZH-TW; mso-bidi-language: AR-SA;">Mr. Simon Kwan - Compliance &amp; Regulation Sub-Committee Chairman

Compulsory RO-CPD Training for Assessment Period 2025/2026

1.&nbsp; &nbsp; &nbsp;Interesting Cases Sharing
2.&nbsp; &nbsp;&nbsp;Liabilities Principles for Medical Beauty Industry
3.&nbsp; &nbsp;&nbsp;Public and Product Liabilities Insurance Coverage and Main Exclusions
4.&nbsp; &nbsp;&nbsp;Liability Underwriting Factors and Claims Reporting Procedure
5.&nbsp; &nbsp;&nbsp;How to assist the clients&rsquo; to choose the suitable coverage and insurers
3 IA CPD Hours and 3 MPFA CPD non-core Credits

Medical Beauty Industry - Public and Product Liabilities Insurances Policy Coverage and Main Exclusions, Underwriting and Claims Handling with Interesting Cases Sharing

醫學美容行業所需的綜合責任保險

1.&nbsp; &nbsp; &nbsp;&nbsp;Interesting Cases Sharing for Educational Institution Service
2.&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Public and Professional Liability Insurance Principles
3.&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Educational Institution Service Public and Professional Liability Policy Coverage and Extensions
4.&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Public and Professional Liability Insurance Underwriting Factors
5.&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; Claims Reporting Procedure
6.&nbsp;&nbsp;&nbsp;&nbsp;&nbsp;&nbsp; How to assist the clients<span lang="EN-US" style="font-family: '新細明體',serif; mso-ascii-font-family: Arial; mso-hansi-font-family: Arial; mso-bidi-font-family: Arial; color: black; mso-font-kerning: 0pt; mso-fareast-language: EN-US;">&rsquo; to choose the suitable coverage and insurers
3 IA CPD Hours and 3 MPFA CPD non-core Credits

Education

CPD Course

12

Mar

Insurance and Financial Regulatory Compliance - Anti-Money Laundering and Counter-Terrorist Financing

13

Mar

Construction All Risks (CAR) Professional Indemnity/Liability Insurances Underwriting and Claims Handling with Interesting Cases Sharing

20

Mar

Medical Beauty Industry - Public and Product Liabilities Insurances Policy Coverage and Main Exclusions, Underwriting and Claims Handling with Interesting Cases Sharing

25

Mar

Hong Kong’s Money Laundering and Terrorist Financing Risk Assessment for Insurance Industry

31

Mar

Educational Institution Service: Public Liability and Professional Liability Underwriting and Claims Handling with Interesting Cases Sharing

2

Apr

Compulsory RO-CPD Training for Assessment Period 2025/2026

About PIBA

News & Updates

Membership

Events & Activities

Education

CPD Course

12

Mar

Insurance and Financial Regulatory Compliance - Anti-Money Laundering and Counter-Terrorist Financing

13

Mar

Construction All Risks (CAR) Professional Indemnity/Liability Insurances Underwriting and Claims Handling with Interesting Cases Sharing

20

Mar

Medical Beauty Industry - Public and Product Liabilities Insurances Policy Coverage and Main Exclusions, Underwriting and Claims Handling with Interesting Cases Sharing

25

Mar

Hong Kong’s Money Laundering and Terrorist Financing Risk Assessment for Insurance Industry

31

Mar

Educational Institution Service: Public Liability and Professional Liability Underwriting and Claims Handling with Interesting Cases Sharing

2

Apr

Compulsory RO-CPD Training for Assessment Period 2025/2026

Mar – Apr 2026

About PIBA

News & Updates

Membership

Events & Activities