Education / CPD Course

Compulsory RO-CPD Training for Assessment Period 2025/2026

Contents

Regulatory compliance and operational management of Responsible Officers of Licensed Insurance Brokers Companies

Credits: 3 IA CPD hours (simultaneously fulfilling the RO-CPD requirement and the 3-hour CPD requirement on “Ethics or Regulations”)

Speaker

Part I - Mr. Alan Wu; Part II - Mr. Simon Kwan,

Mr. Alan Wu - Acting Head of Conduct Supervision, Insurance Authority

Mr. Simon Kwan - Compliance & Regulation Sub-Committee Chairman

Medium of Teaching

Cantonese

Dress Code

Smart Casual

Important Notes
  1. Seats are allocated on a first-come-first-served basis.
  2. Full and strict attendance is enforced as attached.
  3. Course certificate will be issued 21 days after successful completion of the course.
  4. No-Show Penalty for R.O. Complimentary Seat: HKD 500 administrative levy will apply to future enrollment in the same course.  Absence must be notified to PIBA at least 72 hours before the course.
Enquiry
Karen Sim
21391328
cpd2@piba.org.hk
General Information
Date:19 November 2025 (Wednesday)
Time:6:30 AM - 9:30 AM (3 hours)
Venue:
Auditorium, Duke of Windsor Social Service Building, 15 Hennessy Road, Wan Chai, Hong Kong

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Enrollment
Deadline
10:00 of 12 November 2025 or when it is full, whichever is earlier
Enrollment Full