Education / CPD Course
Insurance and Financial Regulatory Compliance - Anti-Money Laundering and Counter-Terrorist Financing
Contents
1. How to establish general policies and procedures for AML & CTF legislations and regulators’ guidelines
2. Customer due diligence
3. Risk-based approach
4. Introduction to “Politically Exposed Persons”
5. Risk assessment and periodic re-assessment
6. Record-keeping
7. Suspicious Transaction Reporting (STR) procedure
8. Staff training requirement under IA’s Guideline (GL3)
3 IA CPD Hours (Ethics or Regulations) and 3 MPFA CPD non-core Credits
Speaker
Mr. Sunder Cheung, Bachelor Degree in Law, London University
Medium of Teaching
Cantonese
Dress Code
Smart Casual
Important Notes
- Seats are allocated on a first-come-first-served basis.
- Administration fee is non-refundable and non-transferable.
- Full and strict attendance is enforced.
- Course certificate will be issued right after successful completion of the course.
Enquiry
Leven So
3620 3257
info@piba.org.hk
Info
| Date: | 19 June 2024 (Wednesday) |
|---|---|
| Time: | 10:45 AM - 1:45 PM (3 hours) |
| Venue: | VTC Tower, 27 Wood Road, Wan Chai, Hong Kong (Please check the exact venue on 9/F of VTC Tower on the course day.) |
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Enrollment
Deadline
10:00 of 11 June 2024 or when it is full, whichever is earlier
Course Completed