Education / CPD Course

Insurance and Financial Regulatory Compliance - Anti-Money Laundering and Counter-Terrorist Financing

Contents

1.       How to establish general policies and procedures for AML & CTF legislations and regulators’ guidelines

2.       Customer due diligence

3.       Risk-based approach

4.       Introduction to “Politically Exposed Persons”

5.       Risk assessment and periodic re-assessment

6.       Record-keeping

7.       Suspicious Transaction Reporting (STR) procedure

8.       Staff training requirement under IA’s Guideline (GL3)

3 IA CPD Hours (Ethics or Regulations) and 3 MPFA CPD non-core Credits

Speaker

Mr. Sunder Cheung,

Bachelor Degree in Law, London University

Medium of Teaching

Cantonese

Dress Code

Smart Casual

Important Notes
  1. Seats are allocated on a first-come-first-served basis.
  2. Administration fee is non-refundable and non-transferable.
  3. Full and strict attendance is enforced.
  4. Course certificate will be issued right after successful completion of the course.
Enquiry
Leven So
3620 3257
info@piba.org.hk
Info
Date:19 June 2024 (Wednesday)
Time:10:45 AM - 1:45 PM (3 hours)
Venue:
VTC Tower, 27 Wood Road, Wan Chai, Hong Kong (Please check the exact venue on 9/F of VTC Tower on the course day.)

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Enrollment
Deadline
10:00 of 11 June 2024 or when it is full, whichever is earlier
Full