Education / CPD Course
Insurance and Financial Regulatory Compliance - Anti-Money Laundering and Counter-Terrorist Financing
Contents
1. How to establish general policies and procedures for AML & CTF legislations and regulators’ guidelines
2. Customer due diligence
3. Risk-based approach
4. Introduction to “Politically Exposed Persons”
5. Risk assessment and periodic re-assessment
6. Record-keeping
7. Suspicious Transaction Reporting (STR) procedure
8. Staff training requirement under IA’s Guideline (GL3)
Speaker
Mr. Choy Chak Po, CFMPTM, ChFP, CFC, RFP, CFPcm, AHKIB
Medium of Teaching
Cantonese
Dress Code
Smart Casual
Important Notes
1. Seats are allocated on a first-come-first-served basis.
2. Administration fee is non-refundable and non-transferable.
3. Full and strict attendance is enforced.
4. Course certificate will be issued right after successful completion of the course.
Enquiry
Leven So
36203257
info@piba.org.hk
General Information
| Date: | 30 January 2024 (Tuesday) |
|---|---|
| Time: | 6:00 AM - 9:00 AM (3 hours) |
| Venue: | VTC Tower, 27 Wood Road, Wanchai, Hong Kong (Please check the exact venue on 9/F of VTC Tower on the course day.) |
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Enrollment
Deadline
10:00 of 22 January 2024 or when it is full, whichever is earlier
Course Cancelled