Education / CPD Course

Insurance and Financial Regulatory Compliance Anti-Money Laundering and Counter-Terrorist Financing

Contents

1.       How to establish general policies and procedures for AML & CTF legislations and regulators’ guidelines

2.       Customer due diligence

3.       Risk-based approach

4.       Introduction to “Politically Exposed Persons”

5.       Risk assessment and periodic re-assessment

6.       Record-keeping

7.       Suspicious Transaction Reporting (STR) procedure

8.       Staff training requirement under IA’s Guideline (GL3)

Speaker

Mr. Choy Chak Po,

CFMPTM, ChFP, CFC, RFP, CFPcm, AHKIB

Medium of Teaching

Cantonese

CPD Credits
3 MPFA Non-core Credits
3 IA CPD Hours (Ethics or Regulations)
Dress Code

Smart Casual

Important Notes
  1. Seats are allocated on a first-come-first-served basis.
  2. Administration fee is non-refundable and non-transferable.
  3. Full and strict attendance is enforced as attached
  4. Course certificate will be issued right after successful completion of the course
Enquiry
Candy Cheung
21391328
candy.cheung@piba.org.hk
Info
Date:21 March 2023 (Tuesday)
Time:11:00 AM - 2:00 PM (3 hours)
Venue:
VTC Tower, 27 Wood Road, Wanchai, Hong Kong

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Enrollment
PIBA Member
HK$ 165
01:00 of 7 February 2023
Non-PIBA Member
HK$ 270
01:00 of 7 March 2023
Deadline
08:22 of 07 March 2023 or when it is full, whichever is earlier
Enroll Here