1. How to establish general policies and procedures for AML & CTF legislations and regulators’ guidelines
2. Customer due diligence
3. Risk-based approach
4. Introduction to “Politically Exposed Persons”
5. Risk assessment and periodic re-assessment
6. Record-keeping
7. Suspicious Transaction Reporting (STR) procedure
8. Staff training requirement under IA’s Guideline (GL3)
Mr. Choy Chak Po, CFMPTM, ChFP, CFC, RFP, CFPcm, AHKIB
Cantonese
Smart Casual
Date: | 21 March 2023 (Tuesday) |
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Time: | 11:00 AM - 2:00 PM (3 hours) |
Venue: | VTC Tower, 27 Wood Road, Wanchai, Hong Kong |