Education / CPD Course

Insurance and Financial Regulatory Compliance – Anti-Money Laundering and Counter-Terrorist Financing

Contents

1.       How to establish general policies and procedure for AML & CTF legislations and regulators’ guidelines

2.       Customer due diligence

3.       Risk-based approach

4.       Introduction to “Politically Exposed Persons”

5.       Risk assessment and periodic re-assessment

6.       Record-keeping

7.       Suspicious Transaction Reporting (STR) procedure

8.       Staff training requirement under IA’s GL3

9.       Self-Assessment on Compliance with AML Guideline (Broker)

Speaker

Mr. Choy Chak Po,

CFMPTM, ChFP, CFC, RFP, CFPcm, AHKIB

Medium of Teaching

Cantonese

CPD Credits
3 HKMA ECF CPD Credits
3 SFC CPT Credits
3 IA CPD Hours (Ethics or Regulations)
3 IA CPD Hours
3 MPFA Non-core Credits
Dress Code

Smart Casual

Important Notes

1.    All participants will be subject to body temperature checks before admission.

2.    All participants must put on facial mask during the conference/course.

3.    Seats are allocated on a first-come-first-served basis.

4.    Administration fee is non-refundable and non-transferable.

5.    Full and strict attendance is enforced as attached

6.   Course certificate will be issued right after successful completion of the course.

Enquiry
Tiffany Tsoi
2139 1368
tiffany.tsoi@piba.org.hk
Info
Date:16 December 2022 (Friday)
Time:10:45 AM - 1:45 PM (3 hours)
Venue:
VTC Tower, 27 Wood Road, Wanchai, Hong Kong

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Enrollment
PIBA Member
HK$ 165
10:00 of 8 November 2022
Non-PIBA Member
HK$ 270
10:00 of 8 November 2022
Deadline
18:00 of 08 December 2022 or when it is full, whichever is earlier
Enroll Here