(Cut-off date for Application = CDA)

Application Form for Membership (Form M-1)

Individual Registration Form for RO/TR (Form T-1)

Fee Schedule

Membership Individual Affairs Checklist

Change of Particulars of Member (Form C-1)

Change of Particulars of RO/TR (Form C-2)

Request for Membership History

Broker Financial Needs Analysis ("FNA") Form (Version: PIBA-FNA-2020-01)

Practice Note 810.1

Guideline on Anti-Money Laundering and Counter-Terrorist Financing